Buchholz's psi-functions are a hierarchy of single-argument ordinal functions  introduced by German mathematician Wilfried Buchholz in 1986. These functions are a simplified version of the
 introduced by German mathematician Wilfried Buchholz in 1986. These functions are a simplified version of the  -functions, but nevertheless have the same strength as those. Later on this approach was extended by Jäger[1] and Schütte.[2]
-functions, but nevertheless have the same strength as those. Later on this approach was extended by Jäger[1] and Schütte.[2]
Definition
Buchholz defined his functions as follows. Define:
The functions ψv(α) for α an ordinal, v an ordinal at most ω, are defined by induction on α as follows: 
- ψv(α) is the smallest ordinal not in Cv(α)
where Cv(α) is the smallest set such that 
- Cv(α) contains all ordinals less than Ωv
- Cv(α) is closed under ordinal addition
- Cv(α) is closed under the functions ψu (for u≤ω) applied to arguments less than α.
The limit of this notation is the Takeuti–Feferman–Buchholz ordinal.
Properties
Let  be the class of additively principal ordinals. Buchholz showed following properties of this functions:
 be the class of additively principal ordinals. Buchholz showed following properties of this functions:
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The normal form for 0 is 0. If  is a nonzero ordinal number
 is a nonzero ordinal number  then the normal form for
 then the normal form for  is
 is  where
 where  and
 and  and each
 and each  is also written in normal form.
 is also written in normal form.
Fundamental sequences
The fundamental sequence for an ordinal number  with cofinality
 with cofinality  is a strictly increasing sequence
 is a strictly increasing sequence ![{\displaystyle (\alpha [\eta ])_{\eta <\beta }}](./_assets_/3ed4b2c603413d612190e991441f5f5fd37c9b31.svg) with length
 with length  and with limit
 and with limit  , where
, where ![{\displaystyle \alpha [\eta ]}](./_assets_/18bf64f2e13ffee4b16eead0271fb36ab33a0d89.svg) is the
 is the  -th element of this sequence. If
-th element of this sequence. If  is a successor ordinal then
 is a successor ordinal then  and the fundamental sequence has only one element
 and the fundamental sequence has only one element ![{\displaystyle \alpha [0]=\alpha -1}](./_assets_/da61b6000ecb16f281a45d043467bb1ecaa80765.svg) . If
. If  is a limit ordinal then
 is a limit ordinal then  .
.
For nonzero ordinals  , written in normal form, fundamental sequences are defined as follows:
, written in normal form, fundamental sequences are defined as follows:
- If  where where then then and and![{\displaystyle \alpha [\eta ]=\psi _{\nu _{1}}(\beta _{1})+\cdots +\psi _{\nu _{k-1}}(\beta _{k-1})+(\psi _{\nu _{k}}(\beta _{k})[\eta ]),}](./_assets_/30c92028163ff888d2dc946d31c41878dc1d848c.svg) 
- If  , then , then and and![{\displaystyle \alpha [0]=0}](./_assets_/29fb984b5a7394cc2dffa2f4d97b8fff9d6ef219.svg) , ,
- If  , then , then and and![{\displaystyle \alpha [\eta ]=\Omega _{\nu +1}[\eta ]=\eta }](./_assets_/247175065e6181d1e509607c9699be652baf574d.svg) , ,
- If  then then and and![{\displaystyle \alpha [\eta ]=\psi _{\nu }(\beta )\cdot \eta }](./_assets_/2b532f83017ae7fd27ce8a2a7a23c5555831ff21.svg) (and note: (and note: ), ),
- If  and and then then and and![{\displaystyle \alpha [\eta ]=\psi _{\nu }(\beta [\eta ])}](./_assets_/918d0479b2847b5a1dd25cb585649c70d4148a47.svg) , ,
- If  and and then then and and![{\displaystyle \alpha [\eta ]=\psi _{\nu }(\beta [\gamma [\eta ]])}](./_assets_/488d1247fdbca09112e82a28ae728678592f5e5a.svg) where where![{\displaystyle \left\{{\begin{array}{lcr}\gamma [0]=\Omega _{\mu }\\\gamma [\eta +1]=\psi _{\mu }(\beta [\gamma [\eta ]])\\\end{array}}\right.}](./_assets_/6d3f80351f7ec480a9c02506a56b7d5d97fd31ff.svg) . .
Explanation
Buchholz is working in Zermelo–Fraenkel set theory, that means every ordinal  is equal to set
 is equal to set  . Then condition
. Then condition  means that set
 means that set  includes all ordinals less than
 includes all ordinals less than  in other words
 in other words  .
.
The condition  means that set
 means that set  includes:
 includes:
- all ordinals from previous set  , ,
- all ordinals that can be obtained by summation the additively principal ordinals from previous set  , ,
- all ordinals that can be obtained by applying ordinals less than  from the previous set from the previous set as arguments of functions as arguments of functions , where , where . .
That is why we can rewrite this condition as:
 
Thus union of all sets  with
 with  i.e.
 i.e.  denotes the set of all ordinals which can be generated from ordinals
 denotes the set of all ordinals which can be generated from ordinals  by the functions + (addition) and
 by the functions + (addition) and  , where
, where  and
 and  .
.
Then  is the smallest ordinal that does not belong to this set.
 is the smallest ordinal that does not belong to this set.
Examples
Consider the following examples:
 
 (since no functions (since no functions and 0 + 0 = 0). and 0 + 0 = 0).
Then  .
.
 includes
 includes  and all possible sums of natural numbers and therefore
 and all possible sums of natural numbers and therefore  – first transfinite ordinal, which is greater than all natural numbers by its definition.
 – first transfinite ordinal, which is greater than all natural numbers by its definition.
 includes
 includes  and all possible sums of them and therefore
 and all possible sums of them and therefore  .
.
If  then
 then  and
 and  .
.
If  then
 then  and
 and  – the smallest epsilon number i.e. first fixed point of
 – the smallest epsilon number i.e. first fixed point of  .
.
If  then
 then  and
 and  .
.
 the second epsilon number,
 the second epsilon number,
 i.e. first fixed point of i.e. first fixed point of , ,
 , where
, where  denotes the Veblen function,
 denotes the Veblen function,
 , where
, where  denotes the Feferman's function and
 denotes the Feferman's function and  is the Feferman–Schütte ordinal,
 is the Feferman–Schütte ordinal,
 is the Ackermann ordinal, is the Ackermann ordinal,
 is the small Veblen ordinal, is the small Veblen ordinal,
 is the large Veblen ordinal, is the large Veblen ordinal,
 
Now let's research how  works:
 works:
 
 i.e. includes all countable ordinals. And therefore
 i.e. includes all countable ordinals. And therefore  includes all possible sums of all countable ordinals and
 includes all possible sums of all countable ordinals and  first uncountable ordinal which is greater than all countable ordinal by its definition i.e. smallest number with cardinality
 first uncountable ordinal which is greater than all countable ordinal by its definition i.e. smallest number with cardinality  .
.
If  then
 then  and
 and  .
.
 
 
 
 
 where where is a natural number, is a natural number, , ,
 
For case  the set
 the set  includes functions
 includes functions  with all arguments less than
 with all arguments less than  i.e. such arguments as
 i.e. such arguments as  
and then
 
In the general case:
 
We also can write:
 
Ordinal notation
Buchholz[3] defined an ordinal notation  associated to the
 associated to the  function. We simultaneously define the sets
 function. We simultaneously define the sets  and
 and  as formal strings consisting of
 as formal strings consisting of  indexed by
 indexed by  , braces and commas in the following way:
, braces and commas in the following way:
 , ,
 . .
 . .
 . .
An element of  is called a term, and an element of
 is called a term, and an element of  is called a principal term. By definition,
 is called a principal term. By definition,  is a recursive set and
 is a recursive set and  is a recursive subset of
 is a recursive subset of  . Every term is either
. Every term is either  , a principal term or a braced array of principal terms of length
, a principal term or a braced array of principal terms of length  . We denote
. We denote  by
 by  . By convention, every term can be uniquely expressed as either
. By convention, every term can be uniquely expressed as either  or a braced, non-empty array of principal terms. Since clauses 3 and 4 in the definition of
 or a braced, non-empty array of principal terms. Since clauses 3 and 4 in the definition of  and
 and  are applicable only to arrays of length
 are applicable only to arrays of length  , this convention does not cause serious ambiguity.
, this convention does not cause serious ambiguity. 
We then define a binary relation  on
 on  in the following way:
 in the following way:
 
 
- If  , then: , then:- If  for some for some , then , then is true if either of the following are true: is true if either of the following are true: 
 
 
- If  for some for some , then , then is true if either of the following are true: is true if either of the following are true: 
 
 
 
 is a recursive strict total ordering on
 is a recursive strict total ordering on  . We abbreviate
. We abbreviate  as
 as  . Although
. Although  itself is not a well-ordering, its restriction to a recursive subset
 itself is not a well-ordering, its restriction to a recursive subset  , which will be described later, forms a well-ordering. In order to define
, which will be described later, forms a well-ordering. In order to define  , we define a subset
, we define a subset  for each
 for each  in the following way:
 in the following way:
 
- Suppose that  for some for some , then: , then: 
 
 
- If  for some for some for some for some . .
 is a recursive relation on
 is a recursive relation on  . Finally, we define a subset
. Finally, we define a subset  in the following way:
 in the following way:
 
- For any  , , is equivalent to is equivalent to and, for any and, for any , , . .
- For any  , , is equivalent to is equivalent to and and . .
 is a recursive subset of
 is a recursive subset of  , and an element of
, and an element of  is called an ordinal term. We can then define a map
 is called an ordinal term. We can then define a map  in the following way:
 in the following way:
 
- If  for some for some , then , then . .
- If  for some for some with with , then , then , where , where denotes the descending sum of ordinals, which coincides with the usual addition by the definition of denotes the descending sum of ordinals, which coincides with the usual addition by the definition of . .
Buchholz verified the following properties of  :
:
- The map  is an order-preserving bijective map with respect to is an order-preserving bijective map with respect to and and . In particular, . In particular, is a recursive strict well-ordering on is a recursive strict well-ordering on . .
- For any  satisfying satisfying , , coincides with the ordinal type of coincides with the ordinal type of restricted to the countable subset restricted to the countable subset . .
- The Takeuti-Feferman-Buchholz ordinal coincides with the ordinal type of  restricted to the recursive subset restricted to the recursive subset . .
- The ordinal type of  is greater than the Takeuti-Feferman-Buchholz ordinal. is greater than the Takeuti-Feferman-Buchholz ordinal.
- For any  , the well-foundedness of , the well-foundedness of restricted to the recursive subset restricted to the recursive subset in the sense of the non-existence of a primitive recursive infinite descending sequence is not provable under in the sense of the non-existence of a primitive recursive infinite descending sequence is not provable under . .
- The well-foundedness of  restricted to the recursive subset restricted to the recursive subset in the same sense as above is not provable under in the same sense as above is not provable under . .
The normal form for Buchholz's function can be defined by the pull-back of standard form for the ordinal notation associated to it by  . Namely, the set
. Namely, the set  of predicates on ordinals in
 of predicates on ordinals in  is defined in the following way:
 is defined in the following way:
- The predicate  on an ordinal on an ordinal defined as defined as belongs to belongs to . .
- The predicate  on ordinals on ordinals with with defined as defined as and and belongs to belongs to . .
- The predicate  on ordinals on ordinals with an integer with an integer defined as defined as , , , and , and belongs to belongs to . Here . Here is a function symbol rather than an actual addition, and is a function symbol rather than an actual addition, and denotes the class of additive principal numbers. denotes the class of additive principal numbers.
It is also useful to replace the third case by the following one obtained by combining the second condition:
- The predicate  on ordinals on ordinals with an integer with an integer and and defined as defined as , , , and , and belongs to belongs to . .
We note that those two formulations are not equivalent. For example,  is a valid formula which is false with respect to the second formulation because of
 is a valid formula which is false with respect to the second formulation because of  , while it is a valid formula which is true with respect to the first formulation because of
, while it is a valid formula which is true with respect to the first formulation because of  ,
,  , and
, and  . In this way, the notion of normal form heavily depends on the context. In both formulations, every ordinal in
. In this way, the notion of normal form heavily depends on the context. In both formulations, every ordinal in  can be uniquely expressed in normal form for Buchholz's function.
 can be uniquely expressed in normal form for Buchholz's function.
References